Legal
Apex Clearing Futures Disclosures
Commodity Futures Trading Commission Regulation 1.55 Disclosures
Futures Supplement to FOCUS Report
Download Futures Supplement to FOCUS Report in PDF format.
March 2024 | February 2024 | January 2024 | December 2023 |
November 2023 | October 2023 | September 2023 | August 2023 |
July 2023 | June 2023 | May 2023 | April 2023 |
March 2023 |
Daily Futures Disclosures
The daily Statement of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges for the most current 12-month period is available here:
Financial Summary
A summary schedule of Apex Clearing’s adjusted net capital, net capital, and excess net capital as of the month-end for the 12 most recent months can be downloaded here:
The most recent audited annual Apex Statement of Financial Condition can be found on the Disclosure page of this website:
https://apexfintechsolutions.com/legal/disclosures/
Financial information regarding Apex Clearing, including how Apex Clearing invests and holds customer funds, may be obtained from the National Futures Association at the following link:
https://www.nfa.futures.org/BasicNet/basic-profile.aspx?nfaid=l46QDyMcnhU%3D
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission at the following link:
https://www.cftc.gov/MarketReports/financialfcmdata/index.htm